Academics v. University administrators…. part 94…

A picture from the TV programme 'Yes Minister'This week’s Times Higher has another article about Benjamin Ginsberg’s book  The Fall of the Faculty: The Rise of the All-Administrative University and Why It Matters.  It’s written about the US, but it has obvious implications for the UK t00, where complaints from some academics about “bureaucrats” are far from uncommon.  Whether it’s that administrators are taking over, or that the tail is wagging the dog, or that we’re all too expensive/have too much power/are too numerous, such complaints are far from uncommon in the UK.

There’s two ways, I think, in which I would like to respond to Ginsberg and his ilk.  And it’s the “ilk” I’m more interested, as I haven’t read his book and don’t intend to.

The first way I could respond is to write a critical blog post, probably with at least one reference to the classic ‘what have the Romans ever done for us?‘ scene in Monty Python’s Life of Brian (“But apart from recruiting our students, hiring our researchers, fixing our computers, booking our conferences, balancing the books, and timetabling our classes, what have administrators ever done for us?”).  It would probably involve a kind of riposte-by-parody – there are plenty of things I could say about academics based upon stereotypes and a lack of understanding, insight, or empathy into what their roles actually entail.  Something about having summers off, being unable or unwilling or unable to complete even the most basic administrative tasks, being totally devoid of any common sense, rarely if ever turning up at work… etcetera and so on.  I might even be tempted to chuck in an anecdote or two, like the time when I had to explain to an absolutely furious Prof exactly why good governance meant that I wasn’t allowed to simply write a cheque – on demand – on the university’s behalf to anyone she chose to nominate.

The second way of responding is to consider whether Ginsberg and other critics might have a point.

On the whole, I don’t think they do, and I’ll say why later on.  But clearly, reading the views attributed to Ginsberg, some of the comments that I’ve heard over the years, and the kind of comments that get posted below articles like Paul Greatrix’s defence of “back office” staff (also in the Times Higher), there’s an awful lot of anger and resentment out there – barely constrained fury in some cases.  And rather than simply dismissing it, I think it’s worthwhile for non-academics to reflect on that anger, and to consider whether we’re guilty of any of the sins of which we’re accused.

I didn’t want to be a university administrator when I was growing up.  It’s something I fell into almost by accident.  I had decided against “progressing” my research from MPhil to PhD, because although  I was confident that I could complete a PhD (I passed my MPhil without corrections), I was much less confident about the job market.  Was I good enough to be an academic?  Maybe.  Did I want it enough?  No.  But it gave me a level of understanding and insight into – and a huge amount of respect for – those who did want it enough.  Two more years (at least) living like a student?  Being willing to up sticks and move to the other end of the country or the other side of the world for a ten month temporary contract?  Thanks, but not for me.  I was ready to move towards putting down roots.  I was all set to go off and start teacher training when a job at Keele University came up that caught my eye.  And that job was on what was then known as the “academic related” scale.  And that’s how I saw myself, and still do.  Academic related.

My point is, I didn’t sign up to be obstructive, to wield power over academics, to build an ’empire’, or – worst of all – to be a jobsworth.  I’ve never had a role where I’ve actually had formal authority over academics, but I have had roles where I’ve been responsible for setting up and running approval processes – for conference funding, for sabbatical leave, for the submission of research grant applications, and (at the moment) for ethical approval for research.  When I had managerial responsibility for an academic unit, my aim was for academics to do academic tasks, and for managers and administrators to do managerial/academic tasks.  That’s how I used to explain my former role – in terms of what tasks that previously fell to academics would now fall to me.   Nevertheless, academics were filling in forms and following administrative processes designed and implemented by me.  While that’s not power, it’s responsibility.  I’m giving them things to do which are only instrumentally related to their primary goal of research.  I am contributing to their administrative workload, and it’s down to me to make sure that anything I introduce is justified and proportionate, and that any systems I’m responsible for are as efficient as possible.

So when I hear complaints about ‘administration’ and ‘bureaucracy’ and university managers, whether those complaints are very specific or very general,  I hope I’ll always respond by questioning and checking what I do, and by at least being open to the possibility that the critics have a point.

However, I don’t think most of these complaints are aimed at the likes of me.  Partly because I’ve always had good feedback from academics (though what they say behind my back I have no idea….) but mainly because I’ve always been based in a School or Institute – I’ve never had a role in a central service department.  Thus my work tends to be more visible and more understood.  I have the opportunity to build relationships with academics because we interact on a variety of different issues on a semi-regular basis, which generally doesn’t happen for those based centrally.

And I think it’s those based centrally who usually get the worst flack in these kinds of debates.  I’m not immune from the odd grumble about central service departments myself in the past when I’ve not got what I wanted from them when I want it.  But if I’m honest, I have to accept that I don’t have a good understanding of what it is they do, what their priorities are, and what kinds of pressure they’re under.  And I try to remind myself of that.  I wonder how many people who posted critical comments on Paul’s article would actually be able to give a good account of what (say) the Registry actually does?  I would imagine that relatively few of the academic critics have very much experience of management at any level in a large and complex organisation.

I’m not sure, however, that all of the critics bother to remind themselves of this.  It’s similar to the kinds of complaints about the civil service and the public sector in general.  ‘Faceless bureaucrats’ is an interesting and revealing term – what it really means is that you, the critic, don’t know them and don’t know or understand what it is they do.  ‘Non-job’ is another favourite of mine.  There many sectors that I don’t understand. and which have job titles and job descriptions which make no sense to me, but I’m not so lacking on imagination or so arrogant to assume that that means that they’re “non-jobs”.  In fact, I’d say the belief that there are large groups of administrators – whether in universities or elsewhere – who exist only to make work for themselves and to expand their ’empire’, is a belief bordering on conspiracy theory.  Especially in the absence of evidence.  And extraordinary claims require extraordinary evidence.  That’s not to say that there is no scope for efficiencies, of course, but that’s a different scale of response entirely.

By all means, let’s make sure that non-academic staff keep a relentless focus on the core mission of the university.  Let’s question what we do, and consider how we could reduce the burden on academic staff, and be open to the possibility that the critics have a point.

But let’s not be too quick to denigrate what we don’t understand.  And let’s not mistake ‘Yes Prime Minster’ for a hard-hitting documentary….

“It’s a bad review, we got a bad review …oh lord”

A picture of Clacton Pier
A large sandpit and a pier (re)view

A healthy portion of food for thought has been served up by the publication of a RAND Europe report into alternatives to peer review for research project funding.  Peer review is something that I – as an alleged research funding professional -have rather taken for granted as being the natural and obvious way to allocate (increasingly) scarce resources.  How do we decide who gets funded?  Well, let’s ask experts to report, and then make a judgement based upon what those experts say.  I’ve been aware of other ways, but I’ve not given them much thought – I’m a poacher, not a gamekeeper.

The Guardian Higher Education Network ran a poll over the second half of last week, and a whopping 70.8% of those who voted said that they had had a research proposal turned down  thought the process should be changed.  I’m aware of the limitations of peer review -it’s only as good as the peers, and the effort they’re prepared to make and the care they’re prepared to take with their review.  Anyone who has had any involvement in research funding will be aware of examples where comments come back that are frankly baffling: drawing odd conclusions, obsessing over irrelevancies, wanting the research to be about something else, making unsupported statements, or assertions that are just demonstrably false.

[Personally, I hate it when ‘Reviewer Q’ remarks that the project “seems expensive”, without further comment or justification about what’s too expensive.  That’s our carefully crafted budget you’re talking about there, Reviewer Q.  It’s meticulously pedantic, and pedantically meticulous.  We’ve Justified our Resources… so how about you justify your comment?  I wonder how annoyed I’d get if I wrote the whole application…..]

One commentator on the Guardian poll page, dianthusmed, said that

Anyone voting to change the peer review process, I will not take you seriously unless you tell me what you’d replace it with.

And that’s surely the $64,000 question (at 80% fEC)…. we’re all more or less familiar with the potential shortcomings of peer review as a method of allocating funding, but if not peer review… then what?

In fact, the Rand Europe report is not an anti peer-review polemic, and deserves a more nuanced response than a “peer review: yes or no” on-line poll.  The only sensible answer, surely, is: well, it depends what you want to achieve.  The report itself aims to

inspire thinking amongst research funders by showing how the research funding review process can be changed, and to give funders the confidence to try novel methods by explaining where and how such approaches have been used previously.

But crucially…

This is not intended to replace peer review, which remains the best method for review of grant applications in many situations. Rather, we hope that by considering some of the alternatives to peer review, where appropriate, research funders will be able to support a wider portfolio of projects, leading to more innovative, high-impact work.

A number of the options in the report seem to be more related to changing the nature and scope for calls for proposals than changing the nature of peer review itself – many in ways that aren’t unfamiliar.  But I’d like to pick out one idea for particular comment: sand pits.

I believe the origin of the term is from computing, where the term ‘sand box’ or ‘sand pit’ was used to describe an area for experimentation or testing, where no damage could be done to the overall system architecture.  I guess the notion of harmless – even playful – experimentation is what advocates have in mind.

They sound like a very interesting idea – get a group of people with expertise to bring to bear on a particular problem, put them all in same place for a day, or a number of days, and see what emerges from discussions.  It’s not really caught on yet in the social sciences, although social scientists have been involved, of course.  The notion of cooperating rather than competing, and of new research collaborations forming, is an interesting and an appealing idea.  As a way of bringing new perspectives to bear on a particular problem – especially an interdisciplinary problem – it looks like an attractive alternative.

There are problems, though.  If there are more applications to participate than there are places, there will inevitably need to be choices made and applications accepted and rejected.  I would imagine that questions of fit and balance would be relevant as well as questions of experience and expertise, but someone or some group of people will have to make choices.  From the application forms I’ve seen, this is often on the basis of short CV and a short statement.  So… don’t we end up relying on some element of peer review anyway?

Secondly, I wonder about equal opportunities.  If a sand pit event is to take place over several days in a hotel, it will inevitably be difficult or even impossible for some to attend. Those who are parents and/or carers. Those who have timetabled lectures and tutorials.  Those who have other professional or personal diary commitments that just can’t be moved.  For a standard peer reviewed call, no-one is excluded completely because it clashes with an important family event.  Can we be sure that all of the best researchers will even apply?

I should say that I’ve never attended a sandpit event, but I have attended graduate recruitment/selection events (offered, deferred, and finally declined, since you ask), and residential training courses.  They’re all strange situations where both competitive and cooperative behaviours are rewarded, and I wonder how people react.  If I were a funder, I’d be worried that the prizes might be going to the best social operators, rather than those with the best ideas.  It’s a myth that academic brilliance is always found in inverse proportion to social skills, of course, but even so, my concern would be about whether one or more dominant figures could ending up forming projects around themselves. I also wonder about existing cliques or vested interests of whatever kind having a disproportionate influence.

I’m sure that effective facilitation and chairing can go a long way to minimising at least some of the potential problems, and while I think sandpits are an intriguing and promising alternative to peer review, they’re not without problems of their own.  I’d be very interested to hear from anyone who’s attended a sandpit – am I doing them a disservice here?

Although I’m open to other ideas for distributing research funding – by all means, let’s be creative, and let’s look at alternatives – I don’t see a replacement for peer review.  Which isn’t to say that there isn’t scope to improve the quality of peer review.  Because, Reviewer Q, there certainly is.

And perhaps that’s the point that the 70.8% were trying to make.

Mind your PQQs…

A picture of Gollum from the recent Lord of the Rings films
"We wants it! We wants the precious tender documents!"

One of the things I do on a semi-regular basis in the search for research funding for colleagues is look at public sector tenders for possible opportunities.  The vast majority aren’t relevant for my purposes – I’m sure that tender for cadaver transport (presumably to remove the skeletons from the cupboards?) was a good opportunity for someone, though.

Something I’ve never understood – and if anyone can explain it I’d love to know – is why the UK public sector goes to such lengths to make it difficult to get hold of the full set of documents for their calls for tenders.  Usually there’s the briefest of summaries provided in a publicly accessible form, and it’s this that I usually send on.  To get the full picture, you need to log in to the relevant agency’s shiny web tendering system.

But you can’t log in until you’ve created an account.

And you can only create an account by giving full details of your organisation.  Who you are, where you are, what you do, what type of organisation you are, how many employees the organisation has.  Once that all been entered, then there are usually some activity codes to select to reflect the organisations main line of business.   No doubt this is all crushingly important – I wouldn’t want anyone to mistakenly think that the University of Nottingham was (a) an SME; or (b) a supplier of paperclip-related products.  It’s as if all these information requests are a precursor to a deep and meaningful long-standing relationship, when all I’m doing – for now – is having a quick flirt with a potentially attractive and available funding opportunity (“my academic mate might fancy you”) that may not prove to be our type.

I’m never sure whether to register as ‘University of Nottingham’ or ‘Nottingham University Business School’.  But the problem with signing up as Nottingham University Business School is that it doesn’t have a separate legal existence, while the problem with signing up as UoN is that no-one else can do so later.  I’ve had problems before when using a shiny electronic tendering system with trying to hunt down the institutional username and password set up as a result of a tentative interest in some other call which everyone’s long since forgotten about.

And… am I the institutional contact?  I can’t sign or submit stuff on behalf of the university, so… no.  However, I want the information, and I become very unpopular if I enter the details of the people who can sign stuff off so that they get bombarded with increasingly cryptic shiny electronic tendering system messages.

So far, so tedious.  I’ve put in the minimum possible level of information about UoN or NUBS, and I’ve taken a view on who ought to be the contact.  I’m now mildly annoyed.

Can I see the tender documents, now, please?

Well, no.  The system is going to email you first to confirm your account.  You’ll need to wait about ten minutes and then click on the link.  I’m now quite frustrated.

Okay, so now….

No.  You’ll need to log in again, using the username and password that we’ll send you, possibly in separate emails.  In about another ten minutes.  I’m now very annoyed, and I’m telling myself how more annoyed I’m going to be if this goes nowhere.

Right, so…

Ah, no.  You’ll have to change the password first.  Which means you need to think of a new one that’s memorable yet not important.  You might have to share it with others involved in any tender, so it shouldn’t be your internet banking password, your facebook page, your twitter account, your blog, or your university email password.

Then – and only then – can you see the precious documents.   Of course, if it turns out that the academic who asked you for your information turns out not to be interested, the price of the information you extracted is being bombarded with cryptic emails from the shiny system demanding that you log in… from now until the closing date.  And perhaps months later.  There’s nothing I find more helpful than being informed that some shiny electronic tendering system that I’d long forgotten about is being upgraded to an even shinier system and won’t be available from 7:30 to 7:32 on Sunday week.  I promise I’ll try not to let it spoil my weekend.

I understand why procurement people want to know who is interested in their tender.  I’d want to know that too.  I’d want to know if my call was reaching SMEs, or universities, or consultancies, or overseas, and so on.  I’d want to know who was interested, but didn’t tender, and perhaps even why.  But seriously…. does the process have to be so onerous?  Can’t the information just be made freely available – or at least available with a much shorter registration process?  I don’t want to register and set up a supplier profile on your shiny new system.

I.  Just.  Want.  The.  Call.  Information.  Please?