Outstanding researcher or Oustanding grant writer?

"It's all the game, yo....."

The Times Higher has a report on Sir Paul Nurse‘s ‘Anniversary Day’ address to the Royal Society.  Although the Royal Society is a learned society in the natural rather than the social sciences, he makes an interesting distinction that seems to have – more or less unchallenged – become a piece of received wisdom across many if not all fields of research.

Here’s part of what Sir Paul had to say (my underline added)

Given this emphasis on the primacy of the individuals carrying out the research, decisions should be guided by the effectiveness of the researchers making the research proposal. The most useful criterion for effectiveness is immediate past progress. Those that have recently carried out high quality research are most likely to continue to do so. In coming to research funding decisions the objective is not to simply support those that write good quality grant proposals but those that will actually carry out good quality research. So more attention should be given to actual performance rather than planned activity. Obviously such an emphasis needs to be tempered for those who have only a limited recent past record, such as early career researchers or those with a break in their careers. In these cases making more use of face-to-face interviews can be very helpful in determining the quality of the researcher making the application.

I guess my first reaction to this is to wonder whether interviews are the best way of deciding research funding for early career researchers.  Apart from the cost, inconvenience and potential equal opportunities issues of holding interviews, I wonder if they’re even a particularly good way of making decisions.  When it comes to job interviews, I’ve seen many cases where interview performance seems to take undue priority over CV and experience.  And if the argument is that sometimes the best researchers aren’t the best communicators (which is fair), it’s not clear to me how an interview will help.

My second reaction is to wonder about the right balance between funding excellent research and funding excellent researchers.  And I think this is really the point that Sir Paul is making.  But that’s a subject for another entry, another time.  Coming soon!

My third reaction – and what this entry is about – is the increasingly common assumption that there is one tribe of researchers who can write outstanding applications, and another which actually does outstanding research.  One really good expression of this can be found in a cartoon at the ever-excellent Research Counselling.  Okay, so it’s only a cartoon, but it wouldn’t have made it there unless it was tapping into some deeper cultural assumptions.  This article from the Times Higher back at the start of November speaks of ‘Dr Plods’ – for whom getting funding is an aim in itself – and ‘Dr Sparks’ – the ones who deserve it – and there seems to be little challenge from readers in the comments section below.

But does this assumption have any basis in fact?  Are those who get funded mere journeymen and women researchers, mere average intellects, whose sole mark of distinction is their ability to toady effectively to remote and out-of-touch funding bodies?  To spot the research priority flavour-of-the-month from the latest Delivery Plan, and cynically twist their research plans to match it?  It’s a comforting thought for the increasingly large number of people who don’t get funding for their project.  We’d all like to be the brilliant-but-eccentric-misunderstood-radical-unappreciated genius, who doesn’t play by the rules, cuts a few corners but gets the job done, and to hell with the pencil pushers at the DA’s office in city hall in RCUK’s offices in downtown Swindon.  A weird kind of cross between Albert Einstein and Jimmy McNulty from ‘The Wire’.

While I don’t think anyone is seriously claiming that the Sparks-and-Plods picture should be taken literally, I’m not even sure how much truth there is in it as a parable or generalisation.  For one thing, I don’t see how anyone could realistically Plod their way very far from priority to priority as they change and still have a convincing track record for all of them.  I’m sure that a lot of deserving proposals don’t get funded, but I doubt very much that many undeserving proposals do get the green light.  The brute fact is that there are more good ideas than there is money to spend on funding them, and the chances of that changing in the near future are pretty much zero.  I think that’s one part of what’s powering this belief – if good stuff isn’t being funded, that must be because mediocre stuff is being funded.  Right?  Er, well…. probably not.  I think the reality is that it’s the Sparks who get funded, but it’s those Sparks who are better able to communicate their ideas and make a convincing case for fit with funders’ or scheme priorities.  Plods, and their ‘incremental’ research (a term that damns with faint praise in some ESRC referee’s reports that I’ve seen) shouldn’t even be applying to the ESRC – or at least not to the standard Research Grants scheme.

A share of this Sparks/Plods view is probably caused by the impact agenda.  If impact is hard for the social sciences, it’s at least ten times as hard for basic research in many of the natural sciences.  I can understand why people don’t like the impact agenda, and I can understand why people are hostile.  However, I’ve always understood the impact agenda as far as research funding applications are concerned is that if a project has the potential for impact, it ought to, and there ought to be a good, solid, thought through, realistic, and defensible plan for bringing it about.  If there genuinely is no impact, argue the case in the impact statement.  Consider this, from the RCUK impact FAQ.

How do Pathways to Impact affect funding decisions within the peer review process?

The primary criterion within the peer review process for all Research Councils is excellent research. This has always been the case and remains unchanged. As such, problematic research with an excellent Pathways to Impact will not be funded. There are a number of other criteria that are assessed within research proposals, and Pathways to Impact is now one of those (along with e.g. management of the research and academic beneficiaries).

Of course, how this plays out in practice is another matter, but every indication I’ve had from the ESRC is that this is taken very seriously.  Research excellence comes first.  Impact (and other factors) second.  These may end up being used in tie-breakers, but if it’s not excellent, it won’t get funded.  Things may be different at the other Research Councils that I know less about, especially the EPSRC which is repositioning itself as a sponsor of research, and is busy dividing and subdividing and prioritising research areas for expansion or contraction in funding terms.

It’s worth recalling that it’s academics who make decisions on funding.  It’s not Suits in Swindon.  It’s academics.  Your peers.  I’d be willing to take seriously arguments that the form of peer review that we have can lead to conservatism and caution in funding decisions.  But I find it much harder to accept the argument that senior academics – researchers and achievers in their own right – are funding projects of mediocre quality but good impact stories ahead of genuinely innovative, ground-breaking research which could drive the relevant discipline forward.

But I guess my message to anyone reading this who considers herself to be more of a ‘Doctor Spark’ who is losing out to ‘Doctor Plod’ is to point out that it’s easier for Sparky to do what Ploddy does well than vice versa.  Ploddy will never match your genius, but you can get the help of academic colleagues and your friendly neighbourhood research officer – some of whom are uber-Plods, which in at least some cases is a large part of the reason why they’re doing their job rather than yours.

Want funding?  Maximise your chances of getting it.  Want to win?  Learn the rules of the game and play it better.  Might your impact plan be holding you back?  Take advantage of any support that your institution offers you – and if it does, be aware of the advantage that this gives you.  Might your problem be the art of grant writing?  Communicating your ideas to a non-specialised audience?  To reviewers and panel members from a cognate discipline?  To a referee not from your precise area?  Take advice.  Get others to read it.  Take their impressions and even their misunderstandings seriously.

Or you could write an application with little consideration for impact, with little concern for clarity of expression or the likely audience, and then if you’re unsuccessful, you can console yourself with the thought that it’s the system, not you, that’s at fault.

On strike…..

"Careful Now"
"Down with this sort of thing!"

I hate having to take strike action.  I hate having to take action short of a strike, which recently involved the highly radical step of, er, working to contract.

I particularly hate it at the moment because tomorrow will be my second anniversary at Nottingham University Business School.  I think I’m very lucky to be at a well-run university and in a well-run School.  I admire and respect my colleagues, and have no reason to think that that respect isn’t returned.  I enjoy my work – challenging enough to stretch me, not so stressful that it might break me.  I hope these words won’t come back to haunt me, but for now, I consider myself to be very, very lucky.

So I don’t want to strike.  I also don’t want to ‘politicise’ my blog by saying too much about it.  Not least because it’s hard to get to the bottom of what’s really going on.  I’ve foolishly  neglected to become an expert in pensions, and so I don’t fully grasp the issues.  I know enough not to take at face value the information that the employers are giving us, nor the information from the UCU.  On the one hand, it’s hard not to conclude that (regardless of your personal politics) that the government is doing all kinds of things that it’s secretly wanted to do for ages under the guise of TINA (‘There Is No Alternative’).  It’s also hard to avoid the fact that changes were made to our pension scheme not so long ago that were supposed to address the (undoubted) issues of longer life expectancy.  So it’s hard not to wonder why we’re back again so soon.  And hard not to wonder how long it will be before we’re back revisiting and adjusting again.  And again.  And again.

There’s something of the theatrical about all of the public posturing and negotiations and the wars of words and the spin that goes on with every industrial dispute.  Often I think what’s really going on is not what it seems.  “Offers” are made which are intended to be rejected, and in the full knowledge that a better offer will be made after the inevitable industrial action.  Unions ask for more than they could possibly expect to get.  In the end, we usually end up with an agreement which lets both sides claim victory and appease their constituency.  But what we will have tomorrow is a show of the strength of feeling and stomach for a fight.  It may or not make any difference in the short term.  But in the long term, it sends a clear signal and it will make a difference to the eventual outcome of the war, even if the ‘battle’ is stage managed.

I’d recommend union membership to anyone.  If you can join a union, you should.  Not only will they represent members’ interests collectively, they’ll also have your back if things go bad and make sure you get due process and fair treatment.  If I had a pound for every story I’ve heard about union representation and support making a real difference to how someone is treated, I’d make at least some of the cash back that I’ll lose by striking tomorrow.

University Life: Why now is the wrong time of the academic year to get anything done….

A picture of a calendar
Better luck next year?

… and why that’s true for absolutely any value of “now”…..

September
“It’s the start of the academic year soon, everyone’s concentrating on preparing their teaching”

October
“It’s the busiest time for teaching.  I’ve got 237 tutorials this week alone”

November
“I’ve got about 4,238 essays to mark.”

December
“It’s nearly Christmas, nothing gets done at this time of year”

January
“I’ve got sixty thousand exam scripts to mark”

February
[See October]

March-April
“With the Easter break coming up, well…”

May
[See January, but with added Finalist-related urgency and some conferences]

June-August
“Conference season…. annual leave…. concentrated period of research in Tuscany

A few scrawled lines in defence of the ESRC…

A picture of lotto balls
Lotto? Balls

There’s a very strange article in the Times Higher today which claims that the ESRC’s latest “grant application figures raise questions about its future”.

Er…. do they?  Seriously?  Why?

It’s true that success rates are a problem – down to 16% overall, and 12% for the Research Grants Scheme (formerly Standard Grants.  According to the article, these are down from 17% and 14% from the year before.  It’s also true that RCUK stated in 2007 that 20% should be the minimum success rates.  But this long term decline in success rates – plus a cut in funding in real terms – is exactly why the ESRC has started a ‘demand management’ strategy.

A comment attributed to one academic (which could have been a rhetorical remark taken out of context) appears to equate the whole thing to a lottery,and calls for the whole thing to be scrapped and the funding distributed via the RAE/REF.  This strikes me as an odd view, though not one, I’m sure, confined to the person quoted.  But it’s not a majority view, not even among the select number of academics approached for comments.  All of the other academics named in the article seem to be calling for more funding for social sciences, so it would probably be legitimate to wonder why the focus of the article is about “questions” about the ESRC’s “future”, rather than calls for more funding.  But perhaps that’s just how journalism works.  It certainly got my attention.

While I don’t expect these calls for greater funding for social science research will be heard in the current politico-economic climate, it’s hard to see that abolishing the ESRC and splitting its budget will achieve very much.  The great strength of the dual funding system is that while the excellence of the Department of TopFiveintheRAE at the University of Russell deserves direct funding, it’s also possible for someone at the Department of X at Poppleton University to get substantial funding for their research if their research proposal is outstanding enough.  Maybe your department gets nothing squared from HEFCE as a result of the last RAE, but if your idea is outstanding it could be you – to use a lottery slogan.  This strikes me as a massively important principle – even if in practice, most of it will go to the Universities of Russell.  As a community of social science scholars, calling for the ESRC to be abolished sounds like cutting of the nose to spite the face.

Yes, success rates are lower than we’d like, and yes, there is a strong element of luck in getting funded.  But it’s inaccurate to call it a “lottery”.  If your application isn’t of outstanding quality, it won’t get funded.  If it is, it still might not get funded, but… er… that’s not a lottery.  All of the other academics named in the article seem to be calling for more funding for the social sciences.

According to the ESRC’s figures between 2007 and 2011, 9% of Standard Grant applications were either withdrawn or rejected at ‘office’ stage for various reasons.  13% fell at the referee stage (beta or reject grades), and 21% fell at the assessor stage (alpha minus).  So… 43% of applications never even got as far as the funding panel before being screened out on quality or eligibility grounds.

So… while the headline success rate might be 12%, the success rates for fundable applications are rather better.  12 funded out of 100 applications is 12%, but 12 funded out of 57 of the 100 of the applications that are competitive is about 28%.  That’s what I tell my academic colleagues – if your application is outstanding, then you’re looking at 1 in 4.  If it’s not outstanding, but merely interesting, or valuable, or would ‘add to the literature’, then look to other (increasingly limited) options.

So…. we need the ESRC.  It would be a disaster for social science research if it were not to have a Research Council.  We may not agree with everything it does and all of the decisions it makes, we may be annoyed and frustrated when they won’t fund our projects, but we need a funder of social science with money to invest in individual research projects, rather than merely in excellent Departments.

Academics v. University administrators…. part 94…

A picture from the TV programme 'Yes Minister'This week’s Times Higher has another article about Benjamin Ginsberg’s book  The Fall of the Faculty: The Rise of the All-Administrative University and Why It Matters.  It’s written about the US, but it has obvious implications for the UK t00, where complaints from some academics about “bureaucrats” are far from uncommon.  Whether it’s that administrators are taking over, or that the tail is wagging the dog, or that we’re all too expensive/have too much power/are too numerous, such complaints are far from uncommon in the UK.

There’s two ways, I think, in which I would like to respond to Ginsberg and his ilk.  And it’s the “ilk” I’m more interested, as I haven’t read his book and don’t intend to.

The first way I could respond is to write a critical blog post, probably with at least one reference to the classic ‘what have the Romans ever done for us?‘ scene in Monty Python’s Life of Brian (“But apart from recruiting our students, hiring our researchers, fixing our computers, booking our conferences, balancing the books, and timetabling our classes, what have administrators ever done for us?”).  It would probably involve a kind of riposte-by-parody – there are plenty of things I could say about academics based upon stereotypes and a lack of understanding, insight, or empathy into what their roles actually entail.  Something about having summers off, being unable or unwilling or unable to complete even the most basic administrative tasks, being totally devoid of any common sense, rarely if ever turning up at work… etcetera and so on.  I might even be tempted to chuck in an anecdote or two, like the time when I had to explain to an absolutely furious Prof exactly why good governance meant that I wasn’t allowed to simply write a cheque – on demand – on the university’s behalf to anyone she chose to nominate.

The second way of responding is to consider whether Ginsberg and other critics might have a point.

On the whole, I don’t think they do, and I’ll say why later on.  But clearly, reading the views attributed to Ginsberg, some of the comments that I’ve heard over the years, and the kind of comments that get posted below articles like Paul Greatrix’s defence of “back office” staff (also in the Times Higher), there’s an awful lot of anger and resentment out there – barely constrained fury in some cases.  And rather than simply dismissing it, I think it’s worthwhile for non-academics to reflect on that anger, and to consider whether we’re guilty of any of the sins of which we’re accused.

I didn’t want to be a university administrator when I was growing up.  It’s something I fell into almost by accident.  I had decided against “progressing” my research from MPhil to PhD, because although  I was confident that I could complete a PhD (I passed my MPhil without corrections), I was much less confident about the job market.  Was I good enough to be an academic?  Maybe.  Did I want it enough?  No.  But it gave me a level of understanding and insight into – and a huge amount of respect for – those who did want it enough.  Two more years (at least) living like a student?  Being willing to up sticks and move to the other end of the country or the other side of the world for a ten month temporary contract?  Thanks, but not for me.  I was ready to move towards putting down roots.  I was all set to go off and start teacher training when a job at Keele University came up that caught my eye.  And that job was on what was then known as the “academic related” scale.  And that’s how I saw myself, and still do.  Academic related.

My point is, I didn’t sign up to be obstructive, to wield power over academics, to build an ’empire’, or – worst of all – to be a jobsworth.  I’ve never had a role where I’ve actually had formal authority over academics, but I have had roles where I’ve been responsible for setting up and running approval processes – for conference funding, for sabbatical leave, for the submission of research grant applications, and (at the moment) for ethical approval for research.  When I had managerial responsibility for an academic unit, my aim was for academics to do academic tasks, and for managers and administrators to do managerial/academic tasks.  That’s how I used to explain my former role – in terms of what tasks that previously fell to academics would now fall to me.   Nevertheless, academics were filling in forms and following administrative processes designed and implemented by me.  While that’s not power, it’s responsibility.  I’m giving them things to do which are only instrumentally related to their primary goal of research.  I am contributing to their administrative workload, and it’s down to me to make sure that anything I introduce is justified and proportionate, and that any systems I’m responsible for are as efficient as possible.

So when I hear complaints about ‘administration’ and ‘bureaucracy’ and university managers, whether those complaints are very specific or very general,  I hope I’ll always respond by questioning and checking what I do, and by at least being open to the possibility that the critics have a point.

However, I don’t think most of these complaints are aimed at the likes of me.  Partly because I’ve always had good feedback from academics (though what they say behind my back I have no idea….) but mainly because I’ve always been based in a School or Institute – I’ve never had a role in a central service department.  Thus my work tends to be more visible and more understood.  I have the opportunity to build relationships with academics because we interact on a variety of different issues on a semi-regular basis, which generally doesn’t happen for those based centrally.

And I think it’s those based centrally who usually get the worst flack in these kinds of debates.  I’m not immune from the odd grumble about central service departments myself in the past when I’ve not got what I wanted from them when I want it.  But if I’m honest, I have to accept that I don’t have a good understanding of what it is they do, what their priorities are, and what kinds of pressure they’re under.  And I try to remind myself of that.  I wonder how many people who posted critical comments on Paul’s article would actually be able to give a good account of what (say) the Registry actually does?  I would imagine that relatively few of the academic critics have very much experience of management at any level in a large and complex organisation.

I’m not sure, however, that all of the critics bother to remind themselves of this.  It’s similar to the kinds of complaints about the civil service and the public sector in general.  ‘Faceless bureaucrats’ is an interesting and revealing term – what it really means is that you, the critic, don’t know them and don’t know or understand what it is they do.  ‘Non-job’ is another favourite of mine.  There many sectors that I don’t understand. and which have job titles and job descriptions which make no sense to me, but I’m not so lacking on imagination or so arrogant to assume that that means that they’re “non-jobs”.  In fact, I’d say the belief that there are large groups of administrators – whether in universities or elsewhere – who exist only to make work for themselves and to expand their ’empire’, is a belief bordering on conspiracy theory.  Especially in the absence of evidence.  And extraordinary claims require extraordinary evidence.  That’s not to say that there is no scope for efficiencies, of course, but that’s a different scale of response entirely.

By all means, let’s make sure that non-academic staff keep a relentless focus on the core mission of the university.  Let’s question what we do, and consider how we could reduce the burden on academic staff, and be open to the possibility that the critics have a point.

But let’s not be too quick to denigrate what we don’t understand.  And let’s not mistake ‘Yes Prime Minster’ for a hard-hitting documentary….